| • | Financial System and Capital Market Instruments, | • | SEBI – Regulation of Market and Control, | • | Collective Investment Schemes, Depositories, Dematerialization of Securities, | • | Regulation of banking & finance companies – role of Reserve Bank of India and Banking Ombudsmen; Regulation of Insurance sector by Insurance Regulation and Development Authority (IRDA), | • | Cyber Law and regulation of e-commerce and electronic financial transactions, | • | Contemporary issues and Development |
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| • | Stock market efficiency; | • | Risk and Return; | • | Investment Analysis; | • | Cost of Finance And Financing Structures; | • | Capital Asset Pricing Model; | • | Products on Stock Exchanges: Equity / Stock Markets, Basket Trading, Derivatives, Debt Markets- Retail and Wholesale, Interest Rate Futures, Exchange Traded Funds, Mutual Funds (Close Ended). | • | Risk Management System: Capital Adequacy Requirements, Intra day Trading limits, Gross Exposure Limit, Margining Procedure. | • | Derivatives Markets: Introduction to Options and Futures, Explanation of Market Terminologies, Pay-off Structure, Basic Trading Strategies, Weekly Options. | • | Debt Markets: Debt Products traded in Stock Exchanges, Wholesale Debt Markets, and Retail Debt Markets. | • | Commodity Market & Trading Corporate Actions: Bonus, Rights, Dividend, Buy Back etc., Regulations to be followed by the Corporates, Impact on the Shareholders. | • | Portfolio Management » | Basic Principle, Functions and Activities | » | Factors effecting investment decision in portfolio management | » | Investment strategy | » | Portfolio theory | » | Use of matrix approach in investment decisions |
| • | Mutual Funds » | Role of Mutual Fund in financial market | » | Advantage of investment in mutual fund | » | Regulations and operations | » | Investors right and obligation |
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